Regulatory Compliance Advisory

Job Type:Full Time
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RegulatoryCompliance Advisory, (RC)

Somecareers shine brighter than others.

If you’relooking for a career where you will be respected as an individual and valuedfor the contributions you make, join HSBC and discover how diversity drives oursuccess. Whether you want a career that could take you to the top, or simplytake you in an exciting new direction, HSBC offers opportunities, support andrewards that will take you further.

We arecurrently seeking an experienced individual to join the team in the role of RegulatoryCompliance Advisory

To workas part of the HSBC Global Asset Management (UK) Limited RC team to embed acustomer-focused culture; support the business to manage regulatory compliancerisks; and to establish RC as operating leading practice in the oversight ofregulatory compliance risks.

To focusmainly on the Operations and Product business areas, and the regulatory riskmanagement surrounding these activities as well as the relevant controls ownedby RC. This role primarily supports the COO and Head of Product who areresponsible for these regulatory risks, but will be closely involved in allother business areas when required.

Your responsibilities will include:

  • Provide support to the

Product and Operational areas to manage regulatory compliance risks in

line with the RC Operating Model.

  • Implement the compliance

standards and policies in line with the RC Operating Model and Functional

Instruction Manuals

  • Input into the RCA process

providing second line challenge and oversight

  • Reporting significant issues

to Senior Management both in the business and compliance.

  • Input into the Compliance

Assurance planning processes to ensure the effective management of

Compliance risk.

  • Represent Compliance on a

number of internal Committees as well as HSBC on external committees as