|Job Type:||Full Time|
RegulatoryCompliance Advisory, (RC)
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We arecurrently seeking an experienced individual to join the team in the role of RegulatoryCompliance Advisory
To workas part of the HSBC Global Asset Management (UK) Limited RC team to embed acustomer-focused culture; support the business to manage regulatory compliancerisks; and to establish RC as operating leading practice in the oversight ofregulatory compliance risks.
To focusmainly on the Operations and Product business areas, and the regulatory riskmanagement surrounding these activities as well as the relevant controls ownedby RC. This role primarily supports the COO and Head of Product who areresponsible for these regulatory risks, but will be closely involved in allother business areas when required.
Your responsibilities will include:
- Provide support to the
Product and Operational areas to manage regulatory compliance risks in
line with the RC Operating Model.
- Implement the compliance
standards and policies in line with the RC Operating Model and Functional
- Input into the RCA process
providing second line challenge and oversight
- Reporting significant issues
to Senior Management both in the business and compliance.
- Input into the Compliance
Assurance planning processes to ensure the effective management of
- Represent Compliance on a
number of internal Committees as well as HSBC on external committees as