|Job Type:||Full Time|
Risk Management Group is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.
An exciting opportunity to gain exposure, in a challenging role, within our Regulatory Assurance team that sits within Compliance in Macquarie’s Risk Management Group, in London.
As a Senior Analyst/Manager, you will work across all business units to undertake risk-based reviews to provide assurance to senior management that controls are designed to mitigate the regulatory risks in their business and are operating effectively. The reviews cover key compliance risk areas identified by the annual Risk and Control Self-Assessment (RCSA) process, areas of regulatory focus, regulatory change and areas highlighted by compliance management and the business. Reviews can cover trading desks, business functions, branches, geographic locations and cross entity thematic issues.
You will lead regulatory assurance reviews, including planning, scoping, reviewing, testing, documenting and reporting. You will communicate results of reviews to the business and undertake ongoing stakeholder management. Additionally, you will be involved in assisting with the annual RCSA process, including review and challenge of results from a legal entity perspective.
You are an experienced analyst with 5+ years’ experience in an investment banking, audit or regulatory environment and looking forward to the next exciting step in your career. You will have an analytical, investigative mindset to spot when something doesn’t look right and determine the root cause. You will possess excellent verbal and written communication skills and have the ability to develop relationships across various stakeholders, including local and regional advisory compliance staff and the business, which will be critical to your success. Adhering to deadlines whilst maintaining a high degree of accuracy and quality, and ability to handle multiple tasks and prioritise effectively is also essential.
Macquarie Group (Macquarie) is a global provider of banking, financial advisory, investment and fund management services. Around the world, we act on behalf of a range of institutional, corporate and retail clients. Founded in 1969, Macquarie employs more than 13,600 people in 28 countries. We focus on areas of business where our skills and expertise deliver real benefits to clients and investors.
Risk Management Group is an independent, centralised unit responsible for ensuring all risks across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Financial Crime Risk, Behavioural Risk, Enterprise Support, Quantitative Applications and Internal Audit.
Find out more about Macquarie careers at www.macquarie.com/careers
Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team.
Macquarie is an equal opportunities employer and does not discriminate on the grounds of age, disability, sex, sexual orientation, gender reassignment, gender identity, marriage, civil partnership, pregnancy, maternity, race (including colour and ethnic or national origins), religion or belief.
We facilitate a range of flexible working arrangements within our teams. Talk to us about what flexibility may be available.