Asset Management - Guidelines Management Middle Office - VP

Location:Greater London
Job Type:Full Time




JPMorgan Chase & Co. is a leading global financial services firm with assets of more than $2.7 trillion, over 240,000 employees and operations in over 60 countries. It operates across four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking and Consumer and Community Banking.



J.P. Morgan Asset & Wealth Management, is a global leader in investment and wealth management. Its clients include institutions, high-net-worth individuals and retail investors in every major market throughout the world. The division offers investment management across all major asset classes including equities, fixed income, alternatives, multi-asset and money market funds. For individual investors, the business also provides retirement products and services, brokerage and banking services including trusts and estates, loans, mortgages and deposits.



AM Introduction:


Asset Management is a leading investment manager of choice for institutions, financial intermediaries and individual investors, worldwide. With a heritage of more than two centuries, a broad range of core and alternative strategies, and investment professionals operating in every major world market, we offer investment experience and insight that few other firms can match.




Business Function:
Asset Management’s Guidelines Management Team is responsible for supporting the overall investment guidelines process across all products, including; Fixed Income, Equity, Alternatives, Passive Investments, Multi Asset Solutions and Currency. Guidelines Management operates within the middle office environment partnering closely with portfolio & risk managers, traders and client advisors. The team’s core function is ensuring the accuracy of the investment guideline process throughout the investment lifecycle including; advising on investment guideline language, supporting the coding and monitoring of the investment guidelines and communicating with the wider business on all aspects of the investment guideline process The Guideline Management Team is accountable for the end-to-end guideline environment also overseeing business analysis functions and driving strategic programs.

Job Description:
An opportunity has arisen for a highly motivated individual to join The Guideline Management Middle Office team at VP level. This individual will be responsible for all aspects of the guideline management workflow within an assigned investment product. Guideline Management is a critical function as it safeguards AM’s clients against transactions which may violate regulatory & client directed obligations. The successful candidate will be the primary point of contact for all guideline related inquiries, issues and escalations raised by the front office.

The successful candidate will ensure adherence to regulatory & client guidelines while continuously improving quality and reducing administrative burden through innovative solutions, they must possess skills enabling them to;

  • Have a strong understanding of business strategies to deliver guideline requirements successfully

  • Work closely with investment and client management teams to deliver guidelines management solutions in all aspects of the role

  • Develop best in class guideline coding and testing practices to minimize manual intervention by investors

  • Implement solutions to issues and challenges raised by business stakeholders

  • Improve coding timeliness for both new and existing accounts

  • Work closely with colleagues in our offshore locations to maintain a tightly connected operating model

  • Produce effective and relevant management information

The role will also include owning and delivering initiatives aimed at driving efficiency, mitigating risk or meeting regulatory mandates. The candidate will be expected to have experience with technical improvements including testing front and middle office applications. The candidate will be expected to possess excellent communication skills allowing them to work with senior business members.

Essential skills/experience:

  • CFA or equivalent

  • Working experience within Asset Management area and good product knowledge

  • Significant experience in Guidelines Management

  • Coding Expertise in one of the Guideline systems, e.g.: Sentinel ,Thinkfolio, Charles River, Linedata

  • UCITs and 1940 Act knowledge will beneficial